Host sponsor
EUROPE
OVERVIEW
This high-impact, half-day forum series will bring together senior legal, compliance, and finance professionals from leading financial services organizations to tackle one of the most urgent challenges facing the sector today: How do you build a compliance framework that keeps pace with accelerating regulatory change and the business?
Participants in New York and London will engage in straight-talk panel discussions designed to unpack the realities of today’s compliance landscape and uncover valuable peer-driven insights. Together, we’ll explore what’s working, where firms are struggling, and how leaders can design compliance programs that both protect and enable their organizations in an environment defined by scrutiny, transparency, and speed.
Who's attending
This series is designed for senior professionals from across the financial services ecosystem who are leading on compliance, including:
- Chief Compliance Officers + compliance leaders
- In-house counsel at financial institutions
- Finance and operations executives
- Leaders responsible for fund governance, reporting, and cross-border structuring
- Professional advisors supporting alternative funds and institutional investors
Attendance is capped to ensure meaningful interaction and peer-to-peer learning.
structure
A half-day, senior-level forum crafted for compliance-focused leaders, featuring:
- Executive panels
A series of candid conversations with industry leaders on the themes outlined below. - Fireside chat
A focused discussion with an industry expert on an emerging topic in financial services. - Networking reception
Curated introductions and informal peer exchange among senior compliance, legal, finance, and advisory leaders.
KEY THEMES
Governance in a complex operating and regulatory landscape
A review of the key dynamics at play in the financial services sector when it comes to navigating risk and regulation.
Resilience beyond the perimeter
How financial services organizations are achieving effective oversight of cloud providers and software vendors, and how they’re protecting their organizations from increasingly complex cybersecurity risks.
The new paradigm for ESG
How compliance functions are gathering high-quality, comparable data to meet mandatory disclosure requirements and ensuring that investment products marketed as sustainable or ESG-aligned are backed by verifiable evidence and rigorous internal controls.
Building the compliance function of tomorrow
The shift of Chief Compliance Officers (CCO) from a back-office supporting role to a front-office strategic enabler of safe innovation and better growth for the organization.
OUR PARTNERS
Host SPONSOR
GLOBAL STRATEGIC PARTNER
For Sponsorship opportunities, please contact jacquie@adbinsights.com. Or visit our SPONSORSHIP page.