EUROPE
OVERVIEW
This high-impact, half-day forum series will bring together senior legal, compliance, and finance professionals from leading financial institutions to tackle one of the most urgent challenges facing the sector today: How do you build a compliance framework that keeps pace with accelerating regulatory change and the business?
Participants in New York and London will engage in straight-talk panel discussions and a collaborative workshopping session designed to unpack the realities of today’s compliance landscape and uncover valuable peer-driven insights. Together, we’ll explore what’s working, where firms are struggling, and how leaders can design compliance programs that both protect and enable their organizations in an environment defined by scrutiny, transparency, and speed.
Who's attending
This series is designed for senior professionals from across the financial services ecosystem who are leading on compliance, including:
- Chief Compliance Officers + compliance leaders
- In-house counsel at financial institutions
- Finance and operations executives
- Leaders responsible for fund governance, reporting, and cross-border structuring
- Professional advisors supporting alternative funds and institutional investors
Attendance is capped to ensure meaningful interaction and peer-to-peer learning.
structure + audience
A half-day, senior-level forum crafted for compliance-focused leaders, featuring:
- Opening Executive Panel
A candid conversation with industry leaders on building proactive, business-aligned compliance frameworks. - People, Process + Technology Conversation
Exploring the interplay between culture, governance, and emerging technologies — including where automation and AI genuinely reduce risk. - Group Workshopping Session
Collaborative discussions designed to surface practical solutions and common approaches across firms. - Networking Reception
Curated introductions and informal peer exchange among senior compliance, legal, finance, and advisory leaders.
KEY THEMES
Compliance as a competitive advantage
How proactive frameworks accelerate deals, support faster fundraising, and strengthen investor trust.
Regulatory reality check
Understanding the true priorities behind SEC and CFTC enforcement — and the emerging issues firms must prepare for.
Keeping deals moving
Practical ways to embed compliance into diligence and monitoring without creating bottlenecks.
Cross-border complications
Strategies for managing fund formation, disclosure, and tax obligations across multiple jurisdictions.
Technology that delivers
A grounded look at automation, analytics, and AI — where they reduce risk, and where expectations outpace reality.
Culture + accountability
How to build firm-wide ownership so compliance becomes intuitive, not imposed.
FEATURED SPEAKERS
COMING SOON
For Sponsorship opportunities, please contact jacquie@adbinsights.com. Or visit our SPONSORSHIP page.